Certificate IV in Finance and Mortgage Broking

  • Qualification:

    Certificate IV

  • Study mode:


  • Payment options:

    Upfront payment

  • Duration:

    Self-paced; complete within six months

  • Start date:

    Anytime – Start today!

  • Awarded by:

    Mentor Education (RTO 21683)

  • Course fee:

    Price may vary

  • Career Outcomes:

    Financial Broker | Financial Dealer | Mortgage Broker | Credit Advisor |

This course meets the Nationally Recognised Training standards. It is listed on the Australian government’s National Register for Vocational Education and Training (VET). Studying this course leads to a qualification that’s recognised throughout Australia, and lets employers know that you have the right skills for the job.

Course Rundown

Gain the necessary qualification to make a mark on the finance and mortgage broking industry! Study this Certificate IV in Finance and Mortgage Broking (FNS40815) course and you will meet the educational requirements outlined in ASIC’s RG206.

Delivered online through Mentor Education, this course will cover everything from the Australian economy and financial system, risk management, to loan applications and the credit approval process, ensuring you come away with the practical skillset to be able work through the lending process in the real world. If you’re looking to enter the finance and mortgage broking industry, or are already working in the industry and want to take the next step and meet the initial requirements of Section 47(1)(f) of the National Consumer Credit Protection Act 2009 (National Credit Act), then this course is ideal for you.


There are no formal entry requirements for this course, however the program is ideally suited to financial professionals wishing to offer finance and mortgage broking services.

What You’ll Learn

In this finance course, the subjects you may study include: Core units:

  • FNSCRD301 – Process applications for credit
  • FNSFMB401 – Prepare loan application on behalf of finance or mortgage broking clients
  • FNSFMB402 – Provide finance and mortgage broking services
  • FNSFMB403 – Present broking options to client
  • FNSFMK505 – Comply with financial services legislation and industry codes of practice
  • FNSINC401 – Apply principles of professional practice to work in the financial services industry
  • FNSINC402 – Develop and maintain in-depth knowledge of products and services used by an organisation or sector
  • BSBITU306 – Design and produce business document


  • FNSCUS501 – Develop and nurture relationships with clients, other professionals and third party referrers
  • BSBWOR501– Manage personal work priorities and professional development
  • FNSFMB501 – Settle applications and loan arrangements in the finance and mortgage broking industry
  • BSBCUS403 – Implement customer service standards

Why study with Mentor Education?

Mentor Education is one of Australia’s leading RG146 compliance training providers for the financial services industry. By specialising exclusively in this field of training, Mentor is able to focus on delivering professional development courses of the highest quality. Thanks to their flexible delivery options, you can complete a nationally recognised qualification in financial planning entirely online, and without disrupting your career. Take advantage of Mentor Education’s long-standing industry reputation and commitment to ongoing professional development by enquiring about a course today.

Student Support

As a student of Mentor Education, you’ll receive access to an experienced financial adviser Monday to Friday, 9am–5pm by telephone and email, so you’re always assured of timely feedback and assistance.

Students of this program will also benefit from complementary inclusion of Mentor Education’s Career Pathway Program. This comprehensive suite of career-building tools includes a 12-month professional development subscription, association membership and regular updates on industry news and events.

Where Will It Lead Me?

Upon successful completion of this course you will receive a nationally recognised, accredited Certificate IV in Finance and Mortgage Broking (FNS40815) from Mentor Education. You will gain the ability to assess your clients’ loan applications, take them through the lending process, and provide tools to protect them. This course will ready you for a successful career in finance and mortgage broking, ensuring you have the skills and education requirements to give sound credit advice.

Curious about where a career in finance could take you? Potential job outcomes may include:

How Much Will It Cost?

Finance options

Upfront payment is required in full, at the time of enrolment. Credit cards accepted.